Securities Arbitration, Mediation & Litigation

The Law Offices of Frank J Prochilo focuses on gaining financial restoration for individuals who were victims of misconduct by brokers, brokerage firms, and investment advisors. Misconduct comes in many forms, such as fraud, deceptions, churning, breaches of fiduciary duty, and unsuitability. 

We specialize in analyzing the portfolios of our clients and determining if their losses were due to natural market forces or the result of misconduct by their brokers or brokerage firms. We represent individuals throughout the United States in disputes before the Financial industry Regulatory Authority (FINRA). Many of our clients come to us having simply wished to placed their money is safe accounts while saving for retirement, only to find out years later that their funds have been placed in high risk investments resulting in the loss of their life savings. Other clients come to us having been highly inexperienced with regards to financial investing  only to have been taken advantage by a broker whom they thought they could trust. Sometimes broker-dealers will simply move investment from product to product resulting in high fees for the broker, but financial loss for the investor - a tactic known as churning and is difficult to notice, especially for the novice investors. Regardless of the situation, the Law Offices of Frank J Prochilo is experienced in going up against the large brokerage firms and recovering money for our clients whom have been wronged.